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UN 38.3: what a lithium cell has to pass before it can travel

UN 38.3 is the transport test regime in Section 38.3 of the UN Manual of Tests and Criteria. A lithium cell has to pass eight tests before it can be shipped by air, sea or road, and what the buyer receives is the test summary, not the full report.

Field What it says
What it is Section 38.3 of the UN Manual of Tests and Criteria — the transport test regime for lithium cells and batteries
Applies to Lithium-ion and lithium-metal cells and batteries moved by air, sea, road or rail, with limited exceptions
Tests T1 altitude simulation, T2 thermal, T3 vibration, T4 shock, T5 external short circuit, T6 impact or crush, T7 overcharge, T8 forced discharge
What the buyer receives The test summary, which has been required to be made available since 2020
Who issues it A test laboratory; the cell manufacturer holds the report and passes the summary down the chain
What to check That the model designation on the summary matches the cells being shipped, and that cells and batteries are not treated as the same entry

Specification basis: the standard text and its current edition. Figures and dates quoted on this page are limited to what each document states, and no certificate is claimed beyond what is held on file.

Why it exists

Lithium cells carry their own oxidiser and their own energy. UN 38.3 is the set of abuse tests that has to be passed before a consignment is accepted for transport at all. It is a transport requirement, not a product quality mark — a cell that passes UN 38.3 is cleared to travel, not guaranteed to perform.

The eight tests

T1 simulates low pressure, T2 cycles the cell through temperature extremes, T3 and T4 apply vibration and mechanical shock, T5 short-circuits the cell externally, T6 applies impact or crush, T7 overcharges it, and T8 forces it into discharge. T7 and T8 apply to cells and batteries respectively in the way the manual sets out for each type.

The practical consequence for a buyer: the tests are destructive and they are run on samples from a production type, not on the cells in your box. That is why the test summary identifies a model, not a batch.

The test summary is the document, not the report

Since 2020 the summary has had to be made available rather than the full laboratory report. It carries the cell and battery designation, the test laboratory, the test date and a statement that the tests were passed.

When a supplier offers "a UN 38.3 certificate", ask for the summary and read the model line. A summary covering a family does not automatically cover a variant added later, and a summary for a battery does not cover the loose cells inside it.

Before you accept a document

How to check it

  • Match the model designation, character for character, against the cells being bought.
  • Check whether the document covers cells, batteries, or both — they are separate entries.
  • Check the date and the issuing laboratory; a summary with no laboratory named is not a test summary.

Questions

UN 38.3 in practice

Is UN 38.3 the same as a safety certification?+
No. UN 38.3 clears a cell for transport. Product safety standards such as IEC 62133 or UL 1642 are separate regimes with separate documents.
Does a test summary cover a batch?+
It covers a cell or battery type, not a production batch. Batch-level documentation is a separate thing to ask for.
Why is the full report not supplied?+
The summary is the document the transport rules require to be made available. The full report normally stays with the manufacturer.
What documentation travels with an order?+
UN38.3 test summary and the safety data sheet, matched to the actual shipping configuration. Certificates are quoted only where we hold the document and the model appears in its coverage list — that currently covers Molicel models, and no certificate documents are held for the other three brands.
Does a certificate cover every model from that manufacturer?+
No. A UL recognition is issued under a file number that lists the constructions covered, and a model added later is only covered once the file is updated. The check is whether your model designation appears in that list, not whether the manufacturer holds a certificate at all.
Can cells ship by air?+
Yes, under the applicable packing instruction and with the state of charge limited for standalone cells. The final word rests with the airline and the freight forwarder, and the configuration — cells alone, packed with equipment, or contained in equipment — decides which entry applies.

This page describes how each standard is applied in practice when lithium cells are bought and shipped. It is a summary for procurement, not the standard text itself, and it does not replace your carrier's acceptance check or your own compliance review.

Need to know what is held for a model?

Send the designation. The answer is which documents exist, which are on file, and which would have to be obtained.

Ask about a model
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